Search Result

341 - 360 of 960 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders