Search Result

261 - 280 of 1598 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

PR App 3.1

As Published: 2005

PR App 3.1

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS