Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 7.18 Acknowledgment letters

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 3.6 Eligible counterparties

CASS 11.12 CASS 11 resolution pack

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

CASS 1A.2 CASS firm classification

SUP 17.4 Information in transaction reports

SYSC 2.2 Recording the apportionment

IPRU-INV 1.2 APPLICATION

COBS 15.5 Special situations

COBS 9.1 Application and purpose provisions

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

APER 4.1 Statement of Principle 1

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 1.1 The general application rule

FEES 10.5 Application of FEES 4 to the pensions guidance levy

SUP 16.14 Client money and asset return

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

SUP 15.6 Inaccurate, false or misleading information