Search Result

181 - 200 of 1574 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COND 1.1A Application

As Published: 2013

COND 1.1A Application

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration