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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications