Search Result

581 - 600 of 1507 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

LR App 2.1

As Published: 2005

LR App 2.1

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions