Search Result

541 - 560 of 1332 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries