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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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Effective Period

Similar To

DEPP 8.1 Introduction

DISP 3.3 Dismissal without consideration of the merits and test cases

SUP 17.1 Application

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

EG 2.9 FCA guidance and supporting materials

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 7.2 Alternatives to sanctions

REC 4.6 The section 296 power to give directions

FEES App 1.2 Periodic Fees

PRIN 1.2 Clients and the Principles

EG 7.6 Private warnings

SUP 15.8 Notification in respect of particular products and services

BIPRU 2.2 Internal capital adequacy standards

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading