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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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