Search Result

341 - 360 of 878 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

CONC 4.5 Commissions

As Published: 2014

CONC 4.5 Commissions

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action