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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

EG 2.14 Legal review

As Published: 2016

EG 2.14 Legal review

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers