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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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Similar To

MAR 8.3 Requirements for benchmark administrators

REC 4.8 The section 298 procedure

DTR 8.4 Continuing obligations

ICOBS 1.1 The general application rule

SUP 17.1 Application

PR 3.1 Approval of prospectus

COND 2.3 Effective supervision

DEPP 1.1 Application and Purpose

COLL 6.2 Dealing

EG 7.6 Private warnings

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 8.4 Invitation or inducement

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy