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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

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