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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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