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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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PR App 3.1

LR 5.5 Miscellaneous

EG 10.1 Introduction

PERG 12.6 Advising on conversion or transfer of pension benefits

BIPRU 7.10 Use of a Value at Risk Model

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SYSC 18.1 Application and Purpose

DTR 4.4 Exemptions

SYSC 19C.2 General requirement

SUP 2.4 'Mystery shopping'

PERG 3A.6 Territorial scope

ICOBS 4.4 Commission disclosure for commercial customers

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation