Search Result

481 - 500 of 1473 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints