Search Result

281 - 300 of 1450 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting