Search Result

261 - 280 of 1445 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions