Search Result

621 - 640 of 1576 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus