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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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REC 4.3 Risk assessments for UK recognised bodies

MIPRU 4.3 Calculation of annual income

SUP 16.4 Annual controllers report

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 10C.13 Variation of conditional and time-limited approvals

EG 15.1 Introduction

SUP App 3.3 Background

SUP 16.6 Compliance reports

GEN 4.1 Application

PRIN 3.1 Who?

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading