Search Result

481 - 500 of 1242 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose