Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

…

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.26 The investment must be a particular investment

MCOB 3A.3 Other general requirements for financial promotions

LR 15.2 Requirements for listing

SUP 10A.15 References and accurate information

GEN 5.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

SYSC 5.1 Skills, knowledge and expertise

DISP 1.10 Complaints reporting rules

SUP 9.2 Making a request for individual guidance

SUP 16.7A Annual report and accounts

REC 2.7 Access to facilities

COLL 2.1 Authorised fund applications

COLL 7.6 Schemes of arrangement

REC 4.6 The section 296 power to give directions

MAR 2.5 The Price Stabilising Rules: overseas provisions

COLL 6.7 Payments

APER 3.1 Introduction

REC 1.2 Purpose, status and quotations

CONC 1.2 Who? What? Where?