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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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IFPRU 11.2 Individual recovery plans

As Published: 2015

IFPRU 11.2 Individual recovery plans

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

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CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

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