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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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