Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 11.5 Auditors

SUP 13.6 Changes to branches

DTR 8.4 Continuing obligations

IPRU-INV 5.17 Other assets requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

SUP 15.4 Notified persons

DISP App 1.1 Introduction

SUP 10A.10 Customer-dealing functions

DEPP 7.1 Application and purpose

SUP 14.8 Further guidance

SUP 3.5 Auditors' independence