Search Result

241 - 260 of 1222 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PR App 1.1

As Published: 2005

PR App 1.1

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview