Search Result

301 - 320 of 1631 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous