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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

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CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

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IFPRU 10.2 Capital conservation buffer

As Published: 2016

IFPRU 10.2 Capital conservation buffer

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

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