Search Result

241 - 260 of 314 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM