Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

…

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 9.1 Introduction

APER 4.5 Statement of Principle 5

BIPRU 12.8 Cross-border and intra-group management of liquidity

REC 3.26 Proposals to make regulatory provision

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

BIPRU 2.2 Internal capital adequacy standards

MCOB 3A.1 Application and purpose

SUP 10A.3 Provisions related to the Act

CASS 7.13 Segregation of client money

CASS 5.1 Application

BIPRU 7.10 Use of a Value at Risk Model

REC 4.2B Exercise of passport rights by a UK RIE

SUP 13.11 Record keeping

SUP App 3.2 Purpose

COLL 11.6 Winding up, merger and division of master UCITS

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

BIPRU 8.7 Consolidated capital resources requirements

SUP 11.8 Changes in the circumstances of existing controllers

REC 4.2D Suspension and removal of financial instruments from trading