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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PR App 1.1

As Published: 2005

PR App 1.1

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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