Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

…

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.4 Other relevant powers

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 6A.2 Removal of passport rights from EEA market operator

SUP 1A.2 Introduction

CASS 5.6 Client money distribution

SUP 3.8 Rights and duties of auditors

EG 2.12 Co-operation

REC 4.8 The section 298 procedure

IFPRU 8.2 Large Exposures

REC 4.2 The supervisory relationship with UK recognised bodies

COLL 6.13 Record keeping

APER 3.1 Introduction

DEPP 6A.2 Deciding whether to take action

EG 7.1 The FCA’s use of sanctions

SUP 2.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 12.3 Criminal prosecutions in cases of market abuse

MIPRU 4.1 Application and purpose

LR 15.4 Continuing obligations

CASS 7A.2 Primary pooling events