Search Result

301 - 320 of 1066 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting