Search Result

261 - 280 of 1287 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009