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MCOB 2 Annex 1G Form of joint instruction letter
As Published: 2010
MCOB 2 Annex 1G Form of joint instruction letter
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certified high net worth investor
As Published: 2014
certified high net worth investor
285 a person who meets the requirements set out in article 21 of the Promotion of Collective Investment Schemes Order, in article 48 of the Financial Promotions Order or in COBS 4.12.6 R .
loss given default
As Published: 2006
loss given default
22 (in accordance with Article 4(27) of the Banking Consolidation Directive (Definitions) and in relation to the IRB approach ) the ratio of the loss on an exposure due to the default of a counterpart…
regulated insurance entity
As Published: 2004
regulated insurance entity
23 an insurance undertaking or reinsurance undertaking 141 within the meaning of article 13(1) and (4) of the Solvency II Directive . 141…
material holding
As Published: 2002
material holding
(1) 40 4 [deleted] 76 172 (2) (for the purposes of GENPRU and BIPRU ) has the meaning in GENPRU 2.2.209 R (Deductions from tiers one and two: Material holdings (BIPRU firm only)). 76 172…
collective portfolio management
As Published: 2011
collective portfolio management
118 in relation to a management company , the activity of management of UCITS schemes , EEA UCITS schemes or other collective investment undertakings not covered by the UCITS Directive that the firm i…
MCD
As Published: 2015
MCD
99 Mortgage Credit Directive, Directive 2014/17/EU on credit agreements for consumers relating to residential immovable property.
approved depositary
As Published: 2001
approved depositary
4 2 any depositary : (a) which is subject to regulation by a national regulatory body in connection with its custody services; (b) which is required to prepare audited accounts; (c) whose latest annua…
redemption charge
As Published: 2001
redemption charge
an amount levied by the operator 72 of a scheme 72 upon the redemption 72 of units 72 , in the case of an authorised fund 72 under (Charges on buying and selling units). 72…
qualifying master scheme
As Published: 2012
qualifying master scheme
18 where a feeder NURS is dedicated to units in a single collective investment scheme , which meets the requirements in COLL 5.6.26R (1) , that collective investment scheme .
gross earned premiums
As Published: 2004
gross earned premiums
12 (in relation to a financial year ) such proportion of gross written premiums as is attributable to risk borne by the insurer during that financial year .
payment routing information
As Published: 2009
payment routing information
76 a combination of letters, numbers or symbols specified by a firm to be provided when instructing or requesting the firm to make a payment from an account of a banking customer for the purpose of ro…
home purchase mediation activity
As Published: 2006
home purchase mediation activity
8 any of the following regulated activities : (a) arranging (bringing about) a home purchase plan (article 25C(1)); (b) making arrangements with a view to a home purchase plan (article 25C(2)); (c) ad…
forward
As Published: 2006
forward
23 a contract to buy or sell where the date for settlement has been agreed as a particular date in the future but excluding a future .
zillmerising
As Published: 2004
zillmerising
4 the method known by that name for modifying the net premium reserve method of valuing a long-term insurance contract by increasing the part of the future premiums for which credit is taken so as to…
defined benefit occupational pension scheme
As Published: 2005
defined benefit occupational pension scheme
an occupational pension scheme which is not a defined contribution occupational pension scheme . 26…
registration document
As Published: 2005
registration document
(in Part 6 rules ) a registration document referred to in PR 2.2.2 R . 31…
VaR measure
As Published: 2006
VaR measure
(in BIPRU ) 15 8 an estimate by a VaR model of the worst expected loss on a portfolio resulting from market movements over a period of time with a given confidence level.
table of FCA controlled functions
As Published: 2013
table of FCA controlled functions
123 the table of controlled functions in SUP 10A.4.4 R S.