Search Result

341 - 360 of 1047 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

MCOB 6A.5 MCD distance contracts with retail customers

As Published: 2016

MCOB 6A.5 MCD distance contracts with retail customers

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information