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Insurance market activity
As Published: 2003
Insurance market activity
means a regulated activity relating to contracts of insurance written at Lloyd's. 21…
PERG 2 Annex 1 Authorisation and regulated activities
As Published: 2005
PERG 2 Annex 1 Authorisation and regulated activities
…
adviser
As Published: 2001
adviser
4 (1) (except in IPRU(INV) 13) 68 an individual who is: a representative , 49 an appointed representative or a tied agent 49 (2) (in IPRU(INV) 13) a financial adviser . 68 17…
Unfair Terms Regulations
As Published: 2003
Unfair Terms Regulations
the Unfair Terms in Consumer Contracts Regulations 1999 (SI 1999/2083), as amended by SI 2001/1186 and SI 2001/3649. 6…
IMD insurance undertaking
As Published: 2004
IMD insurance undertaking
22 (as defined in article 2(1) of the Insurance Mediation Directive 68 ) an undertaking which has received official authorisation in accordance with article 14 of the Solvency II Directive . 134…
debt management firm
As Published: 2013
debt management firm
84 (a) a firm which carries on the activities of debt counselling or debt adjusting , alone or together, with a view to an individual entering into a particular debt solution ; or (b) a firm which car…
unsecured lending
As Published: 2003
unsecured lending
8 lending where the mortgage lender does not take a mortgage or other form of security in respect of the credit provided to the customer .
resolution authority
As Published: 2015
resolution authority
138 (a) (in the UK ) the Bank of England; or (b) (in another EEA State ) an authority designated as a resolution authority by that EEA State under article 3 of RRD .[Note: article 2(1)(18) of RRD ]…
UCITS Regulations 2011
As Published: 2011
UCITS Regulations 2011
43 the Undertaking for Collective Investment in Transferable Securities Regulations 2011 (SI 2011/1613).
relevant commencement date
As Published: 2004
relevant commencement date
24 (as defined in article 1 of the Mortgage and General Insurance Complaints Transitional Order ): (a) in relation to a complaint which relates to an activity to which, immediately before 14 January 2…
special adjustment
As Published: 2009
special adjustment
85 (in IPRU(INV) 13) a position risk adjustment, counterparty risk adjustment and foreign exchange adjustment.
long-term admissible asset
As Published: 2004
long-term admissible asset
13 a long-term insurance asset which is an admissible asset .
margined transaction requirement
As Published: 2014
margined transaction requirement
94 the total amount of client money a firm is required to segregate in client bank accounts for margined transactions under the client money rules , in accordance with CASS 7.16.32 R .
own funds instruments
As Published: 2013
own funds instruments
61 has the meaning in article 4(1)(119) of the EU CRR .
authorised contractual scheme
As Published: 2013
authorised contractual scheme
95 a co-ownership scheme or a limited partnership scheme .
limited assurance engagement
As Published: 2011
limited assurance engagement
a 'limited assurance engagement' as described in the Glossary of terms in Financial Reporting Council: Audit and Assurance: Standards and Guidance 2014.
alternative projection
As Published: 2007
alternative projection
49 (in COBS ) a projection calculated on the basis described in paragraph 1.5R of the projection rules ( COBS 13 Annex 2 ), rather than in accordance with the remainder of those rules .
EEA insurance parent undertaking
As Published: 2004
EEA insurance parent undertaking
24 an insurance parent undertaking that has its head office in the United Kingdom or another EEA State .