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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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PR 4.2 Third country issuers

COCON 2.3 Firms: training and breaches

EG 4.13 Preliminary findings letters and preliminary investigation reports

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 2.6 Specified investments: a broad outline

EG 19.22 Decision making under the Payment Services Regulations

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

REC 4.9 Disciplinary measures

SUP 9.2 Making a request for individual guidance

COCON 2.1 Individual conduct rules

SYSC 18.3 Internal arrangements

PERG 9.10 Significance of being an open-ended investment company

CASS 10.1 Application, purpose and general provisions

SYSC 4.2 Persons who effectively direct the business

ICOBS 6.4 Pre- and post-contract information: protection policies

EG 20.3 Decision making under the CCA Order

SUP 10A.6 FCA governing functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 10.1 Application

FEES 10.1 Application, purpose and background