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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

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Similar To

PERG 1.4 General guidance to be found in PERG

SYSC 4.4 Apportionment of responsibilities

INSPRU 1.1 Application

SUP 13.1 Application and purpose

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 6.1 Application, interpretation and purpose

PR App 1.1

SUP 14.6 Cancelling qualification for authorisation

CASS 7.19 Clearing member client money sub-pools

SUP 14.3 Changes to cross border services

COBS 16.4 Statements of client designated investments or client money

SUP 13A.7 Top-up permission

SUP 17.2 Making transaction reports

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy