Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 10A.9 Significant management functions

PERG 8.37 AIFMD Marketing

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 11.3 The FCA’s choice of powers

SUP 8.9 Decision making

EG 2.1 Case selection and the use of enforcement powers

SUP 15.8 Notification in respect of particular products and services

CONC 4.2 Pre-contract disclosure and adequate explanations

IFPRU 1.4 EU CRR permissions

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

IFPRU 4.10 Validation

PERG 13.7 The territorial application of MiFID

PR App 3.1

EG 5.2 When settlement decisions may take place

APER 2.1A The Statements of Principle

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SUP 12.7 Notification requirements

FEES 9.2 PSR fees