Search Result

101 - 120 of 1519 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision