Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

…

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 8.10 Conduct of business: providing credit information services

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 9.3 Continuing obligations: holders

PERG 16.6 Exclusions

ICOBS 2.1 Client categorisation

DISP 1.10A Complaints data publication rules

PERG 7.6 Applications for a certificate

COBS 15.5 Special situations

COBS 4.1 Application

PERG 16.3 Managing an AIF

TC 2.2A Time limits

DISP 1.9 Complaints record rule

COBS 10.7 Record keeping and retention periods for appropriateness records

LR 15.5 Transactions