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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

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EG 7.8 The procedure for giving a private warning

As Published: 2016

EG 7.8 The procedure for giving a private warning

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RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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