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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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REC 6.3 Recognition requirements

COLL 13.2 Operational requirements for feeder NURS

PERG 15.2 General

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 4.10 Exclusions applying to more than one regulated activity

CONC 12.1 Application and purpose

PERG 13.1 Introduction

PERG 14.8 Financial promotions

MCOB 5A.6 Other information

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading