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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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EG 7.2 Alternatives to sanctions

EG 3.2 Information requests (section 165)

EG 3.2B Information requests (section 122B)

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 15.2 Requirements for listing

LR 8.4 Role of a sponsor: transactions

PERG 13.3 Investment Services and Activities

PERG 13.4 Financial Instruments

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)