Search Result

301 - 320 of 1561 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

…

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

…

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

…