Search Result

261 - 280 of 1439 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy