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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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EG App 3.1 The FCA

REC 3.22 Restriction of, or instruction to close out, open positions

REC 2A.2 Method of satisfying the RAP recognition requirements

SUP 3.1 Application

DEPP 1.2 Introduction to statutory notices

SYSC 4.4 Apportionment of responsibilities

BIPRU 2.2 Internal capital adequacy standards

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

PR 3.1 Approval of prospectus

EG 19.7 The Open-Ended Investment Companies Regulations 2001

CASS 5.5 Segregation and the operation of client money accounts

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation