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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

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IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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