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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions